Angilbert (fl. ca. 840/50), On the Battle Which was Fought at Fontenoy

The Law of Christians is broken,
Blood by the hands of hell profusely shed like rain,
And the throat of Cerberus bellows songs of joy.

Angelbertus, Versus de Bella que fuit acta Fontaneto

Fracta est lex christianorum
Sanguinis proluvio, unde manus inferorum,
gaudet gula Cerberi.
Showing posts with label a People. Show all posts
Showing posts with label a People. Show all posts

Tuesday, January 31, 2012

Politics and a People: Finding a Modus Vivendi in Diversity

THE CONCEPT OF "A PEOPLE" is an interesting one, and the unusual nature of the concept as a unit in plurality is betrayed by the fact that in some contexts "a people" is used as a singular count noun, yet in others a plural count noun. It is as if this word has an ambiguous count. "We are a real people," the Palestinians may insist against Newt Gingrich's assertion that they are an invented people. Here we have a plural noun ("we") magically transformed into a singular count noun ("a people"). "The American people are a free people," we might hear a political candidate say, suggesting people is a plural noun. And yet, Alexis de Tocqueville in his Democracy in America can write: "Republicans . . . profess the opinion that insofar as a people is free, it must be moral, religious, and moderate." So why does this word sometimes tolerate different subject verb agreement, sometimes taking a singular verb, other times a plural? Curiously, even the word "a people" may itself be plural, yet it has a plural form to boot. Churchill could write a history of the English speaking peoples, yet the Venerable Bede wrote a history of the English people. Both were writing of the same people(s).

A people--whether as a demos or as an ethnos--is an aggregate of persons who somehow become "organically" united into a unit, and this unity in a people is something moral, even spiritual in character. A people, then, is more than a simple aggregate of individuals, they become one, a one-in-many and a many-in-one. This explains the grammatical curiosity of the word "a people." It reflects the subtle complexity of the concept.

A people is not formed through positive law or through a forced or artificial communion, since this communion is something that cannot be forced or created out of whole cloth. There must be a "sharing of life and values," and an "organizing unity" prior to a people, one which the positive law enshrines, is a formal expression of, and which it preserves. It is the "sharing of life and values" which, on the spiritual or moral level "is the source of communion" of a people. (Compendium, No. 386)

Perhaps in theory, a perfect overlap between a people qua demos and a people qua ethnos is ideal. Here a people's political reality is perfectly aligned with a people's cultural, religious, ethnic, linguistic, and racial reality. In such an instance, the demos is composed of a perfectly homogenous ethnos.

There are few nations that can be cited where there was near homogeneity (or monoculturalism) and the people qua ethnos were essentially one with a people qua demos. Perhaps ancient Israel approached this ideal. The twelve Semitic tribes of Israel were united under one law, one culture, one religion, and language. Saudi Arabia may be a modern day example of a country whose people qua demos and people qua ethnos overlap to a large degree. Of course, the fact that a people qua demos and a people qua ethnos are substantially identical does not remove all friction or conflict. However, when differences in religion, culture, and language are removed from the possibility of social conflict, it lends itself to greater harmony and solidarity. Hence the ever-present impetus to impose religious, cultural, or linguistic uniformity.



But even in ancient Israel, a polity put together by God, there was "the other," the person who was not one of the people of Israel. There was that person who was an alien, a stranger, a sojourner (Hebrew: ger [גר]). And the people of Israel were constantly reminded to treat the stranger, the alien, the sojourner who lived among them justly. E.g., Ex. 22:21, 23:9; Lev. 19:33-34, 25:35; Deut. 10:19; Zech.7:10.*

There is in practice no place where the limits of a nation will be perfectly coterminous with the limits of a people qua demos or a people qua ethnos. Most countries have a variety of peoples qua ethne within their borders. Perhaps one of the most ethnically diverse States in history was the Habsburg Empire. It included within its political boundaries such diverse ethnic groups as Germans, Czechs, Poles, Ruthenians, Slovenes, Italians, Magyars, Slovaks, Rumanians, Croats, Serbs and Szekels.

Although the United States, the world's "melting pot," has numerous ethnic groups, these tend to lose their identity over time, become Americanized and thereby become part of the greater American people, a people qua demos. A residue of their prior condition as a separate people, however, remains, and for that reason we seem to speak of "hyphenated Americans," of Hispanic-Americans, Italian-Americans, African-Americans, Muslim-Americans and so forth. In the past, such epithets were considered disparaging, and both Theodore Roosevelt and Woodrow Wilson advocated the notion of "unhyphenated Americanism."** Modernly, however, with the emphasis on multiculturalism and rejection of monoculturalism, we seem to relish in them. Roosevelt and Wilson were insisting that the citizens, regardless of their prior condition as a people qua ethnos, had become part of a larger people, the American people, a people qua demos. In other words, they believed in enculturation or assimilation.

Modernly, with the rise of the concept of normative multiculturalism, there has been an emphasis on maintaining one's ethnic or cultural inheritance as primary, even against the ethnic or cultural inheritance of the ethnic or cultural inheritance of the majority of the people qua demos. The notion of Leitkultur, where there is a leading culture to which the minorities must in some sense acclimatize or into which they ought to integrate, was rejected for a multiculturalism (Multi-Kulti)

In the desire to preserve the integrity of the various peoples qua ethne, even the substantive values of the majority people qua ethnos is rejected as the basis for the political life of the entire political group, the people qua demos. This sort of secularism, for example, is what the sociologist and philosopher Jürgen Habermas advocated. He suggested that no one worldview of any people qua ethnos ought to govern the body politic. Instead, substantial values of the various peoples qua ethne must be bracketed, and the values of the people qua demos should be governed by a rather insipid "constitutional patriotism" (Verfassungspatriotismus) something akin to, but broader than, what Bellah called a "civil religion."

In some cases, multiculturalism is viewed as a positive good, and heterogeneity of a people as demos is seen as better than homogeneity. Such people advocate increasing the role of, and the diversity of, various peoples qua ethne.*** Sometimes the multiculturalism that is advocated is so extreme that it risks making the content of the "constitutional patriotism" or "civil religion" so thin, that it risks the unity of a people qua demos by minimizing the shared values or by bringing in values that are in fundamental conflict.***

Most countries fall in between the homogeneity of Saudi Arabia and the heterogeneity of the Habsburg Empire. For a variety of reasons, "national boundaries do not always coincide with ethnic boundaries." And as a result there will always be "minorities" with Nation States, the modern analogue of the Scriptural alien or stranger.

In a nation with a multicultural society, the people qua demos (of which there is one) and the people qua ethnos (of which there can be many) are separated by design. The proponents of a multicultural society insist that there ought to be no effort to strive for a homogeneity, unity, or even greater overlap (enculturation or assimilation) between a people qua demos and the people qua ethnos. This of course also means that the substantive values of any people qua ethnos, including a people qua ethnos who may be the majority, ought not to be set up as the substantial values of the greater people qua demos. The reasoning behind this is that such an imposition by a people qua ethnos who are in a majority would infringe upon the rights of a different people qua ethnos who are in the minority.

So the advocate of multiculturalism loves heterogeneity, and tends to reject any kind uniformity, certainly religious uniformity and racial uniformity, but even cultural, linguistic, or moral uniformity. The advocate of multiculturalism resists the need for assimilation and encourages diversity. In practice, this means that the values of the people qua demos becomes highly insipid or very thin, to the point that the substantive values that are shared among the people qua demos end up being almost nothing other than some sort of procedural agreement. The people qua demos, then, share nothing but process, political or positively-derived (legal) values and certain political or civil rights, entirely free from traditional culturally-based or religiously-based values. When the shared values of a people qua demos becomes so thin, there is a risk of political separation. Additionally, when a people qua ethnos reject the notion that their values ought to be bracketed for the sake of a modus vivendi with the people qua demos, the result is one where that group refuses to integrate and becomes ostracized or even hostile.†

The Compendium does not address these issues except by certain broad principles that recognize that minorities, or what we have called a people qua ethnos, have certain rights to preserve their culture, yet they also have a duty to assimilate, to contribute to the common good of the greater people, what we have called a people qua demos, of which they are a part. They also have a duty to allow freedom within their ethnic groups, so that they are not closed to the thoughts and values of others.

The Compendium's message regarding the treatment of minorities (a people qua ethnos that are in the minority) is not unlike the Scriptural message regarding the alien among the ancient Israelites: "The Magisterium affirms that minorities constitute groups with precise rights and duties." Most basically, minorities have "the right to exist," and this right is violated in its most extreme form in genocide, but it may also be violated by other forms of oppression, including legal and social burdens or restrictions. (Compendium, No. 387)

Minorities also have "the right to maintain their culture, including their language." They have the right "to maintain their religious beliefs, including worship services." In some cases, minorities may legitimately seek "greater autonomy or even independence," from the nation state of which they are a part. It is hoped that any legal separation between one people and another is done through "dialogue and negotiation," and through peaceful means. Terrorism as a means to achieve independence is entirely proscribed. (Compendium, No. 387)

Minorities may have rights, but they also have duties. Foremost among the duties of the minorities to the nation of which they are part is to work for the common good. "In particular, 'a minority group has the duty to promote the freedom and dignity of each one of its members and to respect the decisions of each one, even if someone were to decide to adopt the majority culture.'" (Compendium, No. 786) (quoting JP II's Message for the 1989 World Day of Peace.)

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*This is quite different from traditional Islam, where non-Muslims are treated to an unjust dhimmitude (if they are a tolerated "people of the book," the Ahl al-Kitāb (أهل الكتاب‎)) and to even more severe injustice if they are outside of this category (e.g., pagans or atheists).
**John Hingham, Strangers in the Land: Patterns of American Nativism, 1860-1925 (Rutgers University Press 2002), 198.
***This was the impetus that gave rise to a radical change in immigration policies as reflected in the The Immigration and Nationality Act of 1965 (Hart-Celler Act) in the United States. Prior law had a quote system which showed a preference for European immigration, and a hostility toward Asian, Middle Eastern, and African immigrants. The importance of assimilation and enculturation, and not normative multiculturalism, is what drove the old policy. Depending upon their political philosophy, some have criticized the change in policy, and others praise it.
†One of the best examples of this is the problem of Muslim communities in Europe. Here, the Islamic shari'a is at odds with not only Christian freedom and notions of justice, but with liberal and secular values of modern Western democracies. Whether Muslims as a people
qua ethnos can be incorporated into the peoples as demoi of Western democracies is dubious. In fact, the problem has become so serious, that many European political thinkers, including UK's Prime Minister David Cameron, German Chancellor Angela Merkl, Australia's former prime minister John Howard, Spain's ex-premier José María Aznar, and French President Nicolas Sarkozy have expressed the fact that multiculturalism is a failure.

Saturday, January 28, 2012

Politics and a People: Demos and Ethnos

“THE POLITICAL COMMUNITY FINDS ITS AUTHENTIC dimension in its reference to people, and should in practice be the organic and organizing unity of a real people," states the Compendium of the Social Doctrine of the Church. (Compendium, No. 385) Indeed, the Compendium goes further: "For every people there is in general a corresponding nation, but for various reasons national boundaries do not always coincide with ethnic boundaries."* (Compendium, No. 386)

Drawing from Pope Pius XII's Christmas Radio Message in 1944,* the Compendium defines what it understands as "a people" (un popolo).

The term 'a people' does not mean a shapeless multitude, an inert mass to be manipulated and exploited, but a group of persons, each of whom--'at his proper place and in his own way'--is able to form its own opinion on public matters and has the freedom to express its own political sentiments and bring them to bear positively on the common good. A people 'exists in the fullness of the lives of the men and women by whom it is made up, each of whom . . . is a person aware of his own responsibilities and convictions."

(Compendium, No. 385)

The immediate context of these quotes from Pope Pius XII's Radio Message is in his discussion of the contrast between a "genuine spirit of democracy" and a "specious mirage of democracy, naively taken for the genuine spirit of democracy." For Pius XII, the distinction between an authentic democracy and an ersatz democracy seems to stem from a proper understanding of what "a people" is, and a people's relationship to the organs of governance. It may be fruitful to look at that message further in understanding the message of the Compendium.


What is "a People?

In his discussion of the meaning of a people, Pius XII clearly rejected a people as an artificial aggregation of individuals coerced or controlled through the power of a state. "[T]he state does not contain in itself and does not mechanically bring together in a given territory a shapeless mass of individuals." Simply stated: the State does not make a people.

Rather, a people is something "organic," something that "lives and moves by its own life energy," or by its own life (per vita propria). "In a people worthy of the name, the citizen feels within him the consciousness of his personality, of his duties and rights, of his own freedom joined to respect for the freedom and dignity of others." This feeling is spontaneous, a deeply felt and real urge that one is part of some organic whole. One connaturally feels solidarity with one's people, as one does one's family, or one's team. This membership or citizenship in one's people is natural, and is something that is not externally imposed by a constitution or by law.

Because of this connatural feeling of solidarity, when one is part of a people, one accepts that people's customs, its classes, its inequalities, in short, the "givenness" of things. It is as if one's people is a body in which one lives, and breathes, and has his civil or social being. Or perhaps better, it is as if one's people is one's larger home, whose arrangement, furnishings, and members--for all their quirks--are one's own. And these givens, even those natural inequalities that are not intrinsically unjust or against charity, are accepted with equanimity--indeed with solidarity and love--as they are part of one's very self since one could not think of being something other than part of one's people:

In a people worthy of the name all inequalities based not on whim but on the nature of things, inequalities of culture, possessions, social standing -- without, of course, prejudice to justice and mutual charity -- do not constitute any obstacle to the existence and the prevalence of a true spirit of union and brotherhood.

On the contrary, so far from impairing civil equality in any way, they give it its true meaning; namely, that, before the state everyone has the right to live honorably his own personal life in the place and under the conditions in which the designs and dispositions of Providence have placed him.

A State does not make a people; rather, a people make a State. The State--its constitution, its organic documents, its governing organs, and its laws and institutions--will reflect the characteristics of the people which form it. "From the exuberant life of a true people," Pius XII explains, "an abundant rich life is diffused in the state and all its organs, instilling into them, with a vigor that is always renewing itself, the consciousness of their own responsibility, the true instinct for the common good."

In the United States, "we the people" existed before the Constitution existed. The Constitution did not forge the people, the people forged the Constitution.

In other words, in an authentic democracy, the people--and its organic values, structures, and customs which pre-exist the State--are not formed by the State. Rather, the State and its laws are an expression of the people's customs, values, and traditions. The people are not a product of the State's laws and organs of enforcement. The State is at the service of the people, and not the people at the service of the State. The people and their customs and values, so long as not against the natural law or against charity, ought not therefore violated by the State, but, on the contrary, ought to be given expression and supported by the State. The people are not formed by the State top-down, but the State is formed by the people, from the bottom up.

In rejecting what one which may be called the "Statist" view of a people, Pius XII also rejects the Marxist or Communist notion of "a people." Both the more general Statist notion, as well as the more particular Marxist or Communist notion of a people, are corrupt. These notions really view the people as what should be understood as "the masses." As he succinctly states: "The people, and a shapeless multitude (or, as it is called, 'the masses') are two distinct concepts." The "masses," in contrast to "a people," "wait for the impulse from outside," and as a result are "an easy plaything in the hands of anyone who exploits their instincts and impressions; ready to follow in turn, today this flag, tomorrow another."

Pius XII continues:
The elementary power of the masses, deftly managed and employed, the state also can utilize: in the ambitious hands of one or of several who have been artificially brought together for selfish aims, the state itself, with the support of the masses, reduced to the minimum status of a mere machine, can impose its whims on the better part of the real people: the common interest remains seriously, and for a long time, injured by this process, and the injury is very often hard to heal.

For Pius XII, "the masses" are therefore "the capital enemy of a true democracy and of its ideal of liberty and equality." True democracy, true liberty, true equality (which is something different than faceless egalitarianism) can never be achieved through the tyrannous recipe of combining external force over "the masses" in a manner which ignores, trivializes, or suppresses what really has existence, namely, "a people."

The moment one suppresses an organic people with a view of forcing some ideal of a people on the masses, even in the name of "democracy," one sins against both liberty and true equality. Instead of being the field of moral duty of the individual, liberty becomes a "tyrannous claim to give free rein to man's impulses and appetites"--so-called civil "rights"--to the detriment of others." Instead of being an expression of "true honor, of personal activity, or respect for tradition, of dignity--in a word [of] all that gives life its worth," equality "degenerates to a mechanical level, a colorless uniformity," in short, a vicious egalitarianism. The result is a "specious mirage of democracy," a far cry from the "genuine spirit of democracy." What these false notions usher in is not something organic, a government that is an expression of a people. Rather what these false notions engender is a system where there are elites in power are willing to exploit the masses who are uprooted from their relationship to a people, and so become the unhappy victims of the ruling elite.

Now in both the Compendium's use of the term "a people," as well as Pius XII's use of the term "a people," there is a certain vagueness. The term "a people" contains at least two different concepts. These two concepts are apparent in our everyday use of the term "people."

For example, we use the word people in a different manner when we say, as we do in our Constitution, "We the people" or when we refer to ourselves as the "American people," than when we refer to the "Slavic people" or the "Jewish people." Borrowing from the Greek, the sociologist Emerich Francis usefully separated the notions of "a people" into concepts of a demos and an ethnos.*** There is a people qua demos, i.e., a people understood as a demos, and a people qua ethnos, a people understood as an ethnos.

What, more precisely, is the difference between a people qua demos and a people qua ethnos? A people understood as a "demos" is a people understood in terms of a political concept, a people formed by a political constitution, under common laws, and bound by the ties of citizenship. The American people are a people qua demos. On the other hand, a people understood as an "ethnos" are a people understood as an organic and not political concept, a concept which uses ethnic, cultural, religious, linguistic, or even racial bases for distinguishing one people from another. Used in this manner, a people qua ethnos are bound together by some ethnic, cultural, religious, linguistic, or racial tie. A people qua ethnos are similar to, but broader than, notions of tribes, of clans, for there can be many tribes or clans within the boundaries of a people understood as ethnos.† The Kurdish people are clearly a people qua ethnos, and not a people qua demos, bound as they are exclusively by racial, linguistic, cultural, and historical ties.

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*A good example of this phenomenon may be the Kurdish people, who, though certainly "a people" approximately 30 million strong, find themselves divided in that they (organically referred to as "Kurdistan," though Kurdistan is not a state, but an ethnic boundary) fall primarily under the governance of the states of Iran, Iraq, Syria, and Turkey. Obviously, this creates the potential for social friction as the natural desire of this ethnic people for self-determination is frustrated by the fact that they exist under the authority of another people. "Thus the question of minorities arises, which has historically been the cause of more than just a few conflicts." (Compendium, No. 387)
**The 1944 Christmas Message of Pope Pius XII may be found in Italian on the Vatican website as Radiomessagio de sua Santità Pio XII ai Popoli del Mondo Intero, and an English translation may be found at www.papalencyclicals.net.
***Emerich K. Francis, Ethnos und Demos: Sociologische Beiträge zur Volkstheorie (Berlin: Duneker und Hublot 1965).
†An excellent example of this might be the Arabs, who constitute a people qua ethnos, but whose tribal component is extremely important.